StateJobsNY

NY HELPNo

AgencyFinancial Services, Department of

TitleDeputy Superintendent for Foreign and Wholesale Banks

Occupational CategoryFinancial, Accounting, Auditing

Salary GradeNS

Bargaining UnitM/C - Management / Confidential (Unrepresented)

Salary RangeFrom $1 to $2 Annually

Employment Type Full-Time

Appointment Type Permanent

Jurisdictional Class Exempt Class

Travel Percentage 0%

Workweek Mon-Fri

Hours Per Week 37.50

Workday

From 9 AM

To 5 PM

Flextime allowed? No

Mandatory overtime? No

Compressed workweek allowed? No

Telecommuting allowed? No

County New York

Street Address One State Street

City NYC

StateNY

Zip Code10004

Minimum Qualifications Qualifications: Formal qualifications are not filed for this position. The following may be considered minimally acceptable: Must have a Bachelor’s degree and ten (10) years or more of experience in banking or financial services and strong intellectual and management skills, and demonstrate initiative and dedication to risk management and improvement of processes in a complex and rapidly changing environment.

Duties Description The Department of Financial Services is seeking candidates for the position of Deputy Superintendent for Foreign and Wholesale Banks in the Foreign and Wholesale Banks (FWB) Bureau. The Deputy Superintendent for Foreign and Wholesale Banks will report to the Executive Deputy Superintendent for Banking. Duties will include, but not be limited to:

• Supervision and/or regulation of the institutions for which the FWB has responsibility;
• Meetings with staff of the Division regularly to discuss the day-to-day activities of FWB and keeping staff informed of developments;
• Planning, directing and coordinating examinations of financial institutions for which FWB has responsibility;
• Assignments or arrangements of commissions to examiners at all levels;
• Development of standards and methods for examining institutions and review, or arrangement for the review, of reports on the financial condition of institutions, the adequacy of their operations and the capability of management;
• Directing, or arranging for the direction of letters to institutions to convey examination findings, and calling attention of the management to corrective actions desired;
• Proposing and participating in regulatory or disciplinary actions against financial institutions for which FWB has responsibility;
• Participation or arranging for participation of the staff of the Division, in meetings and calls with various monitors selected by the DFS in connection with various regulatory or enforcement actions involving financial institutions for which FWB has responsibility;
• Participating in developing policies and procedures for FWB;
• Participating in the development of appropriate training for personnel in FWB;
• Meeting with regulated institutions’ officers to discuss policies, exam findings, problems or issues, and participation in their resolution;
• Keeping informed on regulatory changes as they impact the institutions under FWB’s supervision and advising the Executive Deputy as appropriate;
• Regularly advising the Executive Deputy Superintendent on all matters falling within the scope of assigned responsibilities and making necessary recommendations;
• Providing or arranging for the provision of evaluation or performance appraisal of personnel in FWB;
• Participating in CSBS committees relevant to FWB. Communicating regularly with trade associations or industry groups relevant to the institutions supervised by FWB;
• Developing a collaborative working relationship with federal counterparts; and
• Developing a collaborative relationship with other Divisions within DFS.

Additional Comments Salary: Commensurate with Experience

Appointment to this position is pending Division of Budget approval to fill.

Some positions may require additional credentials or a background check to verify your identity.

Name Constance M. Graves

Telephone (518) 474-2246

Fax (518) 402-5071

Email Address constance.graves@dfs.ny.gov

Address

Street One Commerce Plaza

City Albany

State NY

Zip Code 12257

Notes on ApplyingTo Apply: Interested qualified candidates must submit a resume and letter of interest no later than December 15, 2016 to the email address listed below. Please include (Box CG-001) in the subject line of your email to ensure receipt of your application. Email submissions are preferred.


Constance Graves
Box CG-001
New York State Department of Financial Services
Office of Human Resources Management
One Commerce Plaza
Albany, NY 12257
Email: Constance.Graves@dfs.ny.gov
Fax: (518) 402-5071

All candidates that apply may not be scheduled for an interview
AMERICANS WITH DISABILITIES ACT: REASONABLE ACCOMMODATIONS
Under the Americans with Disabilities Act (ADA), the Department of Financial Services is required to provide reasonable accommodation for known physical or mental limitations of an otherwise qualified applicant with a disability if an accommodation would enable the applicant to perform the essential functions of the job. If the accommodation would constitute an undue hardship on the operations of the agency, the agency is not required to provide it.